Osgoode PD Regulatory Reviews, Exams and Investigations: A Practical Guide for Financial Institutions

When a regulator engages – what you do next matters.
Prepare for regulatory reviews, exams and inquiries – and avoid common pitfalls that can complicate the process.

At this one-of-a-kind, scenario-driven program, you will learn to manage internal investigations, respond effectively to RFIs and exams and navigate regulator interactions with clarity, discipline and confidence.

When engaging with regulators, timelines and expectations can shift quickly. What begins as a routine review may become more complex depending on how it is approached – who is involved, how information is gathered, what is documented, and how responses are framed. While much guidance focuses on frameworks, execution is what shapes outcomes.

At this specialized program, you will focus on what happens in practice: RFIs, investigations and exams as they unfold, and how to navigate challenges along the way. Through scenarios and practical exercises, you will strengthen the judgment and coordination needed to support effective regulatory engagement – and be ready for what comes next.

Join Outlier’s Co-Founder, Chairperson, and Strategic Advisor, Dr. Amber D. Scott, in discussing: “Escalation and Crisis Response—Coordinating Across Functions”.

Register here.